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Anton Murray Consulting is a specialist recruitment consulting firm focused on providing high calibre Banking professionals to clients within the Investment Banking, Funds Management and Wealth Management sectors. Anton Murray Consulting specialises in Funds Management, Investment Banking and Wealth Management recruitment across Operations, Middle and Front Office. The businesses we recruit for are typically: Fund & Investment Managers, Investment Banks, Wealth Management Businesses, Private Equity Firms, Hedge Funds, Stockbrokers, Private Client Advisory Firms, CFD Providers, Proprietary Trading Firms, Custodians, Institutional Banks, Data Providers and Market Makers.

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Snr DTR – Equities & Derivs

Written by Anton Murray Consulting on .

Location: Sydney

Salary description: Competitive

  • $50-100k AUD Equivalent
  • Permanent
  • 3 to 7 years of experience

Our client is a global, award winning broker, seeking a Senior DTR to join their Sydney office.

This is a unique opportunity as an Equities Trader, to execute orders, and handle customer enquiries relating to transacting options and equities. You will be responsible for the timely execution of Institutional and retail clients whilst providing excellent customer support.  You will also manage and maintain relationships with active clients.  Further responsibilities include:

  • Daily Monitoring to comply with financial services laws in accordance with the compliance manual and the firms compliance monitoring program
  • Perform daily tasks including margin calls, aged debtors and exercise/assignments reporting
  • Handle client enquiries in regards to Scrip and Accounts
  • Assist with customer complaints

The ideal candidate will have the following technical skills:

  • 2 years’ experience in a DTR role with AD1 and 2 certification
  • Sound knowledge of Equities
  • ASX Designated Trading Representative (DTR) – Equities & Derivatives
  • RG 146 Accreditation – Equities and Derivatives
  • Maintain knowledge of changing regulatory environmen
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