Our client is a large US Fund Manager seeking a Senior Investment Compliance Officer to join their firm on a full time basis. In this role, you will be required to develop and implement a compliance monitoring program and provide advisory services in line with regulatory requirements. This is a regional coverage role so there would be some travel across the region to work closely within operational and compliance teams across the different offices.

Responsibilities

• Coordinate and implement investment guidelines and restrictions coding into Bloomberg AIM and perform enhancement reviews
• Liaise with investment, business and support areas to identify and resolve errors, breaches and client complaints
• Ensure regulatory and client contractual obligations are completed in an accurate and timely manner
• Keep updated on new regulations and industry developments
• Prepare and co-ordinate key control documents for management and client reporting.

Requirements

• Tertiary qualifications in Accounting, Finance or Law
• At least 8 years strong asset management experience
• CFA certification highly regarded