Opportunities

Director – Equity Compliance Manager

Written by Anton Murray Consulting Consulting on .

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Location: sydney

Salary description: Circa $250-280k + super + considerable bonus

  • $200k + AUD Equivalent
  • Permanent
  • 15+ years of experience

Our client is a global investment manager seeking a Director – Equity Markets Compliance Manager in their Sydney office.

The ideal profile for this position would be a senior-level compliance professional, ideally with a strong equity markets compliance background.

Responsibilities:

  • Responsible for the development of the compliance strategy for the assigned business units
  • Responsible for reviewing work completed by more junior professionals to confirm accuracy, timeliness and completeness
  • Directs analyses of existing and proposed legislation, regulatory announcements and industry practices in order to lead the assigned businesses in developing and implementing procedures to meet existing and upcoming requirements
  • Responsible for reviewing work completed by more junior professionals

Requirements:

  • Bachelor’s degree or the equivalent combination of education and experience is required, Business or Finance degree preferred
  • 15+ years of total work experience with a background in equities and exchange traded options, ideally in a retail broking environment preferential
  • A thorough understanding of Enterprise Compliance Risk Management

The ideal applicant would be a senior-level VP applicant, seeking to step into a Director-level position.

Contact Us in Sydney

LEVEL 26, 1 BLIGH STREET
SYDNEY NSW 2000

Phone:+61 2 8246 8900

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

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