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Fund Investment Compliance Associate

Written by Anton Murray Consulting on .

Location: Hong Kong

Salary description: HKD $500k-$700k

  • $100-150k AUD Equivalent
  • Permanent
  • 1 to 3 years of experience

We are seeking an experienced Investment Compliance candidate for a leading global funds services provider in their Hong Kong office.

This is a position working as part of the Analytics function in an Investment Compliance capacity. The ideal profile for this role is a candidate who has an analytical mind, with some prior exposure to investment mandate compliance monitoring. Prior experience to Bloomberg, Reuters and other mandate monitoring applications would be ideal. Typically everyone within the Analytics team is well-educated so tertiary education is often preferred, and any post-graduate education such as CFA Levels 1 or 2 complete is also useful.

The progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance and Risk is relatively common.

The salary range on offer for this position will vary depending on prior experience that can translate directly to the role, although we would expect in the range of HKD $500k-$700k per annum.

Responsibilities:

  • Conduct trade compliance monitoring and provide in-depth analysis to clients and technical support
  • Monitor, analyse, resolve and escalate any investment breaches
  • Provide advice and educate clients on compliance matters when necessary and represent the company as a thought leader at industry events
  • Support client transitions and sales
  • Input into our regional product roadmap, strategy and local market requirements
  • Market, competitor and industry research for investment compliance

Experience Required:

  • Our preferred candidate will have 2+ years experience in investment compliance that includes:
  • University degree qualification (post graduate degree and/or a CFA designation an advantage)
  • Interpreting and articulating investment guidelines for a diverse range of portfolios to clients
  • Client service and problem solving
  • Understanding of data requirements to produce accurate results
  • Proven knowledge of market leading compliance platforms
  • Understanding of investment compliance product and regulatory trends
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