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Investment Compliance AVP

Written by Anton Murray Consulting on .

Location: Sydney

Salary description: Paying between $120 - $170k AUD base

  • $100-150k AUD Equivalent
  • Permanent
  • 7 to 10 years of experience

Our client is a large Australian Fund Manager seeking an Investment Compliance AVP to join their firm on a permanent basis. You will be required to develop and implement a compliance monitoring program and provide advisory services in line with regulatory requirements. To be eligible for this role, you must be willing to travel to Sydney and Singapore on a regular basis in order to work closely within operational and compliance teams across the different offices.

Responsibilities

  • Coordinate and implement investment guidelines and restrictions coding into Bloomberg AIM and perform enhancement reviews
  • Complete regulatory and client contractual obligations in an accurate and timely manner
  • Liaise across departments to facilitate prompt identification and remediation of errors, breaches and client complaints
  • Collating key control documents for management and client reporting.

Requirements

  • Tertiary qualifications in Finance, Accounting or Law
  • 8+ years of strong asset management experience essential
  • CFA certification preferred
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