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Investment Operations – Equities

Written by Anton Murray Consulting on .

Location: Sydney

Salary description: Competitive depending on experience

  • $50-100k AUD Equivalent
  • Permanent
  • 3 to 7 years of experience

Our client is a boutique Asset Manager focused on International equities.

They are seeking an Investment Operations candidate to join their team focused on trade execution, client onboarding/AML, corporate actions, client services and vendor liaison.

The ideal candidate will have around 3-5 years’ experience coming from a stockbroking or equities operations/ middle office environment, with experience across some or all of the below areas.

Client services, corporate actions, onboarding, AML, equity settlements, dealer assistant, stock transfers.

Key Responsibilities  

  • On-boarding of clients, account opening and maintenance of records in line with AML/CTF
  • Management of equity and FX settlement obligations including stock transfers, cash transfers; corporate action management; facilitation of order execution.
  • Liaise with third party custody and administration team to coordinate cash and stock transfers, corporate actions, and international trading execution.
  • Take lead on management of service provider relationships
  • Assisting with payment of suppliers, invoicing of clients and financial record keeping of the business

Competencies and experience

  • A minimum of 3 years’ experience in a similar role within wealth management, stockbroking or funds management
  • Experience in equity trading and order management
  • RG146 accreditation or equivalent
  • Degree qualified
  • Experience with IRESS highly desirable
  • Good knowledge of Microsoft Office Suite

To discuss this position in further detail, feel free to call our Sydney office on +61 2 8246 8910, or make an application with your CV.

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