Senior Regulatory Operational Risk Manager

Written by Anton Murray Consulting Consulting on .

Apply for this Job →

Location: Sydney

Salary description: $145-175k AUD

  • $150-200k AUD Equivalent
  • Permanent
  • 10 to 15 years of experience

This is an exceptional Risk Manager position with a First Line of Defence focus. Ideal candidates will have BuySide risk & compliance experience.

This is a newly created position of Risk Manager in recognition of the complex environment in which our client operates. This role will be responsible for understanding and interpreting the complexity of the regulatory environment within the Operations and Middle Office teams in support of clients. Our client is a leading global financial services firm, with a well-established asset management and custody services business in Australia.

The role will cover a diverse and broad subject matter and be accountable for the translation of these variables into structured and achievable executable outcomes, which will become the responsibility of process owners and managers within the First Line of Defence model.

Primary Responsibilities:

The key objectives of this position will include the following:

Direct First Line of Defence stewardship of the regulatory risk in which the Operations, Middle Office and Assets and Liability Management Team teams operation by:

  • Understanding the underlying regulation under which the business is required to operate
  • Ensuring that the understanding of the team obligations is appropriately captured, represented and reviewed on a predetermined frequency
  • Ownership of the related regulatory reporting inventory for Operations and Middle Office and allocation of responsibilities to process owners is complete

Technical & Behavioural Competencies:

  • Drive a culture of risk awareness and compliance
  • Proven change management experience
  • Develop and implement strategic plans to achieve business objectives
  • Technical knowledge of Banking and Custodial Services, proven ability to be hands on with functions in resolving issues, problems and capitalising on opportunities
  • Effective presenter and communication across all levels of the organisation
  • Strong people leadership experience, ideally 10+ years’ experience

Further Qualifications:

Suitable applicants require extensive experience in a Risk or Compliance related function (first or second line), ideally with additional experience within Operations within asset management or asset services. Ideally you will have extensive risk management experience, with direct First Line of Defence management experience.

Please kindly send your CV via the link below, or send your CV to apply@antonmurray.com for our review.

Contact Us in Sydney


Phone:+61 2 8246 8900

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

Newsletter Archives