Asset Management, Wealth Management

Our client is a leading global financial services firm focused on providing trade execution, clearing and custody. They have now evolved into a global multifaceted firm that provides investment solutions, forward-thinking technology-driven efficiencies, practice management and service excellence.


  • On-boarding new clients ensuring all AML and identification checks are in order
  • Working as a Business Analyst including implementation of systems and clients in back and middle office systems for Equities and ETOs
  • Conduct compliance checks and audits
  • Answer day-to-day queries from various departments across the Company
  • Provide System support


  • 4/5 years experience in Wealth management / broking operations / on-boarding, AML
  • Strong communication skills both written and verbal
  • A high standard of personal ethics and integrity
  • Sound knowledge of Financial Markets, focusing on domestic and international Equities
  • Good understanding of procedures and concepts within own technical area


  • Higher School Certificate
  • Tertiary qualifications in a business-related degree preferred.
  • GBST Shares or Broadridge Summit an advantage

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