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Senior Compliance Associate – Funds Management

Written by Anton Murray Consulting on .

Location: Hong Kong

Salary description: Paying between $170-210k AUD

  • $150-200k AUD Equivalent
  • Permanent
  • 7 to 10 years of experience

Our client is a large European Fund Manager seeking a Senior Investment Compliance Officer to join their firm on a full time basis. In this role, you will be required to develop and implement a compliance monitoring program and provide advisory services in line with regulatory requirements. This is a regional coverage role so there would be some travel across the region to work closely within operational and compliance teams across the different offices.

Responsibilities

  • Coordinate and implement investment guidelines and restrictions coding into Bloomberg AIM and perform enhancement reviews
  • Liaise with investment, business and support areas to identify and resolve errors, breaches and client complaints
  • Ensure regulatory and client contractual obligations are completed in an accurate and timely manner
  • Keep updated on new regulations and industry developments
  • Prepare and co-ordinate key control documents for management and client reporting.

Requirements

  • Tertiary qualifications in Accounting, Finance or Law
  • At least 8 years strong asset management experience
  • CFA certification highly regarded
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