Opportunities

Senior Compliance Associate – Funds Management

Written by Anton Murray Consulting Consulting on .

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Location: hong-kong

Salary description:

  • $150-200k AUD Equivalent
  • Permanent
  • years of experience

Our client is a large European Fund Manager seeking a Senior Investment Compliance Officer to join their firm on a full time basis. In this role, you will be required to develop and implement a compliance monitoring program and provide advisory services in line with regulatory requirements. This is a regional coverage role so there would be some travel across the region to work closely within operational and compliance teams across the different offices.

Responsibilities

  • Coordinate and implement investment guidelines and restrictions coding into Bloomberg AIM and perform enhancement reviews
  • Liaise with investment, business and support areas to identify and resolve errors, breaches and client complaints
  • Ensure regulatory and client contractual obligations are completed in an accurate and timely manner
  • Keep updated on new regulations and industry developments
  • Prepare and co-ordinate key control documents for management and client reporting.

Requirements

  • Tertiary qualifications in Accounting, Finance or Law
  • At least 8 years strong asset management experience
  • CFA certification highly regarded

Contact Us in Hong Kong

LEVEL 19, TWO CHINACHEM CENTRAL, 26 DES VOEUX ROAD CENTRAL, CENTRAL
HONG KONG

Phone:+852 2168 0887

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

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