Senior Compliance Consultant – Asset Management

Written by Anton Murray Consulting Consulting on .

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Location: Melbourne

Salary description: Market rate depending on experience

  • Contract or Temporary
  • 7 to 10 years of experience

Leading global asset manager seeking a highly experienced senior compliance consultant to join them on a long-dated compliance project basis.

The temporary role is for a Senior Compliance Consultant, based in Melbourne. The individual will work within a regional Asset Management Compliance team operating in a successful international Asset Management business, reporting to Head of Asset Management Compliance APAC.

The position will support the development of compliance framework, programme and activities for the newly established Asset management legal entity in Australia.

Key Responsibilities:

  • Provide technical guidance and consultation to support compliance program development
  • Draft key policy documentation and related procedures
  • Assist in mapping of ASIC regulatory rules applicable to the new asset management entity
  • Assist in assessment of regulatory obligations and development of relevant compliance controls
  • Support development of compliance monitoring programme
  • Evaluate applicable training requirements

The successful candidate will benefit from having: 

  • Proven experience in advising and/or monitoring of asset management business
  • Strong background in and understanding of investment management products and services with in depth understanding of securities, cash and derivatives market instruments
  • Working knowledge of ASIC regulations
  • Prior experience in the interpretation and analysis of regulatory obligations and industry standards
  • Analytical ability to identify and understand problems and provide effective solutions
  • Highly motivated individual who has a proven record of using initiative to resolve problems
  • Ability to make decisions on their own and also to be a team player and effective communicator to ensure that issues are appropriately resolved
  • Excellent verbal and written communication skills
  • Excellent organisational and analytical skills.

This is an exceptional opportunity for a Senior Compliance Consultant to join a leading Global Asset Manager in Melbourne, on an initial long dated temporary contract.

Contact us in Melbourne


Phone:+61 3 9653 9222

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

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