Melbourne
Asset Management
Permanent

Our client is a rapidly growing boutique financial services business looking for a Senior Compliance professional to join their Melbourne team.

Job Purpose:

  • Management of client compliance oversight.
  • On-going review, enhancement and management of the compliance and risk system.
  • Assist in preparation of compliance committee, board meeting materials and Corporate Governance.
  • Monitoring of regulatory obligations, including License obligations and implementation of regulatory change.
  • Review and updating of internal policy and procedures.
  • Preparation of client documentation.
  • Regular contact with external service providers including fund managers, administrators, custodians, insurers & solicitors.

Experience:

  • Minimum 3 years of experience in a compliance function within finance, investment management.
  • Knowledge of investment products including debt, equity, derivatives, capital raising structures, managed investment schemes.
  • Qualification in compliance, finance and/or investments.

This is a quality opportunity at a growing business that would be well suited to a compliance professional keen to learn and grow their career further.

Apply Now

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