Wealth Management

Our client is a global asset manager seeking a Senior Executive – Investment Compliance Services to join their Singapore office.

The Investment Compliance team performs pre and post-trade compliance monitoring to ensure Funds are compliant with all applicable regulatory and client mandated agreements, and group and regional policies related investment guidelines.


  • Investment Guidelines Compliance
  •  Delegation Oversight
  •  General assignments

The ideal candidate will have a minimum of 3 years of relevant financial regulatory compliance experience preferably in an asset management company, and experience with Aladdin or any similar investment monitoring related system experience within a multinational fund management would be preferred.

SG license number: 15S7735

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