Stockbroking Dealer Assistant

Written by Anton Murray Consulting Consulting on .

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Location: melbourne

Salary description:

  • $50-100k AUD Equivalent
  • Permanent
  • years of experience

Our client is a global tier-one broker seeking dealers’ assistants to join their Melbourne team supporting four stockbrokers.

The role will be a broad opportunity within operations, with cross training across the client on-boarding team, client services team and settlements.


  • Distribute new account documents and required notifications to clients and review new account forms for accuracy and completeness, including input of client banking details;
  • Assign account numbers and provide advisers with completed new account forms after management approval;
  • Arrange and assist with CHESS and sponsorship, off-market, broker to broker and issuer to CHESS transfer of client documents;
  • Authorise access and respond to client queries re Website;
  • Coordinate Initial Public Offering allocations and applicable client documentation. Liaise with back office and share registries regarding client and adviser enquiries;
  • Coordinate client seminars, conferences and presentations. Maintain account files and undertake regular follow-up on missing documents;
  • Process and monitor stock settlements, including follow up with clients re outstanding funds.
  • Participate in department cross-training as required.


  • Degree qualified within a banking related discipline;
  • RG 146 (ideally – if not will be paid for to study);
  • Ideally ADA 1 & 2;
  • Strong communication skills is a must and ability and confidence to liaise with on the phone;
  • Ideally some experience in the Australian and global securities markets in an operations or CS capacity;
  • Knowledge and understanding of financial markets fundamentals;
  • Prior broking Operations experience highly regarded;
  • Finance degree highly regarded.

Contact us in Melbourne


Phone:+61 3 9900 6333

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

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