Opportunities

Stockbroking – Dealers’ Assistant

Written by Anton Murray Consulting Consulting on .

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Location: sydney

Salary description: $65,000 - $80,000 + super + bonus

  • $50-100k AUD Equivalent
  • Permanent
  • 1 to 3 years of experience

Our client is a global tier-one broker seeking a Dealers Assistant to join their Sydney team supporting 3 leading private client advisers and their HNW clients.

The role will be directly supporting 3 private client advisers, liaising with their clients, placing trades on client behalf and providing further operational assistance to the team.

The ideal background will be someone with around 2+ years’ experience in equity markets operations / client services or preferably coming from another desk assistant role.

Responsibilities:

  • Distribute new account documents and required notifications to clients and review new account forms for accuracy and completeness, including input of client banking details.
  • Assign account numbers and provide advisers with completed new account forms after management approval.
  • Arrange and assist with CHESS and sponsorship, off-market, broker to broker and issuer to CHESS transfer of client documents.
  • Authorise access and respond to client queries re Website.
  • Coordinate Initial Public Offering allocations and applicable client documentation. Liaise with back office and share registries regarding client and adviser enquiries
  • Coordinate client seminars, conferences and presentations. Maintain account files and undertake regular follow-up on missing documents.
  • Process and monitor stock settlements, including follow up with clients re outstanding funds.
  • Participate in department cross-training as required.

Experience:

  • Degree qualified within a Banking related discipline
  • RG 146 (ideally – if not will be paid for to study)
  • Ideally ADA 1 & 2
  • Strong communication skills is a must and ability and confidence to liaise with  on the phone.
  • Ideally some experience in the Australian and global securities markets in an operations or CS capacity
  • Knowledge and understanding of financial markets fundamentals.
  • Prior broking Operations experience highly regarded
  • Finance degree highly regarded

Contact Us in Sydney

LEVEL 26, 1 BLIGH STREET
SYDNEY NSW 2000

Phone:+61 2 8246 8900

Hiring Staff: hire@antonmurray.com

Seeking Work: apply@antonmurray.com

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