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Wealth Management Client Onboarding / KYC Associate – 6/12mth contract

Written by Anton Murray Consulting on .

Location: Sydney

Salary description: $30 - $45 per hour

  • $50-100k AUD Equivalent
  • Contract or Temporary
  • 1 to 3 years of experience

Our client is a global tier-one equity broker seeking an account services/ client onboarding / KYC candidate to join their Sydney team.

The ideal candidate will have wealth management/ retail broking client onboarding/ KYC / AML experience. 

Responsibilities:

  • Review and approve client account documentation; understand and enforce current UK requirements, ensuring proper due diligence to KYC rules for new client onboarding and updates to existing client static data
  • Become the ‘Subject Matter Expert’ of the account opening process and operational functions of the platform
  • Proactively escalate issues to Management / Risk / Compliance / GFC/AML  / Front Office staff in a timely manner to minimise potential liabilities to the business; work collaboratively with the relevant teams for resolution
  • Answer queries on all aspects of the platform and processes, provide guidance to advisers and support staff on complex platform matters
  • Participate and facilitate cross training as required, with particular focus on driving the  training agenda for front office staff

Experience:

  • At least 2-3 years’ experience in the Australian and global securities markets, ideally with an operations and/or client service background
  • Understanding of global AML/KYC standards, in particular Australian and UK requirements
  • Prior retail broking client service, client onboarding experience
  • Excellent attention to detail
  • Acute awareness of risk, with clear focus on control and timely escalation
  • A proactive nature, challenging and questioning process, seeking innovative solutions to improve efficiency and mitigate risk
  • Excellent verbal and written English communication skills
  • Effective organizational skills; ability to work under pressure an
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